Ali Yazdi

AJ Consultancy

Providing regulatory and compliance review, operational review analysis and support. AJ Consultancy has extensive expertise in all areas of financial services including but not limited to regulatory and compliance, front, middle and Back office processing and vendor selection,pricing, impementation and conversion. We will help you to successfully navigate the complicated regulatory environments. Our teams can successfully and confidently help you to comply with Federal, State, and other self-regulatory agencies. Here are a few of our areas of expertise: Anti-Money Laundering (AML) Bank Secrecy Act Books and Records (17-a-3) Consolidated Audit Trail (CAT) Cyber Security Fraud Prevention Regulatory Filings and Approvals Sarbanes Oxley Trade Surveillance Written Supervisory Procedures Staff Augmentation We can provide you with professional regulatory/compliance resources on a short term or long-term basis to help meet your firm's staffing requirements.