Richard Paley

Bates Group

We offer end-to-end solutions for financial services firms and their counsel, providing support throughout the lifecycle of their legal matters. Bates Group is the leading provider of U.S. and global securities litigation support and regulatory consulting, compliance solutions, fraud investigation and forensic accounting services. Our clients include international and national law firms, leading Fortune 500 companies, banks, brokerage houses, insurance companies, and regulatory authorities. Our deep-rooted and experienced bench of 180 industry experts consult and testify in retail and institutional litigation, SEC/regulatory matters, FINRA/AAA/JAMS arbitrations, support clients conducting regulatory and internal investigations and provide compliance and risk reviews, testing and complete firm solutions. Our expertise covers all aspects of the financial industry, from industry practices to specific products. With an experienced support team of 40 analysts and technology professionals, we provide innovative and cost effective solutions. Bates Group's analytic and expert teams have the resources, flexibility, pricing advantages and dedication to offer our clients, financial services firms and their counsel, an end-to-end solution encompassing investigations, arbitrations, litigation, regulatory and compliance reviews. We welcome discussing your practice needs.