Stephanie Babb

AdvisorLaw, LLC

AdvisorLaw is a full-service firm providing nationwide representation to hundreds of financial advisors and wealth managers. We only advocate for the interests of the advisor - never for the investor or broker-dealer. Our services include: - FINRA Expungement - SEC, State, CFP, & FINRA Enforcement Defense - Industry Disputes & Litigation - RIA Setup & Registration - RIA Compliance Services - Mergers & Acquisitions - Lending for Financial Advisors - Succession Planning - Buy/Sell Agreements - Tax Resolution - Business Valuations - Regulatory Violation Expungement - Criminal Disclosure Expungement - U5 Termination Litigation - U5/U4 Expungement - & More... We defend your good name, protect your most valuable asset, and help your business grow to its goals. AdvisorLaw has helped over 2,750 advisors over the past several years. If you're interested in constructive consulting or learning more about what AdvisorLaw offers, contact us today.