Wendy Lockwood

Caldwell Securities Ltd.

The original Caldwell company, Caldwell Securities Ltd. was founded in 1980 to provide investors with a new model for how their savings and portfolios should be looked after. Our corporate goal is to provide our clients with clear and unbiased advice to help them achieve their financial goals. To that end, Caldwell Securities Ltd. has only one type of client: The Investor. Caldwell Securities Ltd. is regulated by the Investment Industry Regulatory Organization of Canada and is a member of the Canadian Investor Protection Fund. Caldwell Securities Ltd. is committed to the principles of employment equity and diversity. We are dedicated to removing barriers in the recruitment and selection processes. We encourage members of equity seeking groups, including people with disabilities, to apply. Should you require accommodation, we will take into account your accessibility requirements. If we call you for an interview or any selection process, please notify us about your accommodation needs. Visit our homepage at www.caldwellsecurities.com to learn more about us!