Steve Farrell

UPRR, LLC

For nearly two decades, UPRR has worked with organizations to provide a variety of shareholder communication, risk assessment and compliance services, including: Compliance Assessment Pre-Escheat Location (PEL) Annual Reporting & Due Diligence Maximum Owner Return (MOR) Recovery Services Risk Management & Compliance Royalty Owner Location Services Consultant Services Audit Defense More specifically: Advisory services for corporations that include unclaimed property liability analysis and compliance execution General ledger (payroll and vendor checks, customer credits and refunds, etc.) unclaimed property reporting and due diligence for corporations and financial institutions Transfer agent record reconciliation in areas such as dividend reinvestment accounts and securities-related out-of-proof transactions Merger, acquisition processing and related owner location services. UPRR has a well-established reputation for providing necessary assistance in a flexible and highly ethical manner at a reasonable cost. A list of references from UPRR clients is available by request and can be viewed on our website, www.uprrinc.com. For additional company updates please follow us on Twitter @Uprrinc